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Specialist, Global Regulatory Risk and Compliance

SEI is a leading global provider of outsourced asset management, investing processing and investment operations solutions. SEI Investment Manager Services, a division of SEI (www.seic.com), provides total operations outsourcing solutions to global investment managers and is a leading provider of accounting and administrative services to the investment management industry.
The GRRC Regulatory Compliance Specialist is responsible for ensuring the successful and accurate completion of certain compliance and administrative servicing requirements for investment manager products for assigned funds. This individual will operate in a team environment and rely heavily on the use of the micro-computer and various software packages.
The responsibilities for this position include, but are not limited, to the following:
Perform tasks associated with supporting GRRC services
Assist in the development, implementation and maintenance of robust regulatory compliance policies and procedures in accordance with US and EU regulations
Research, investigate and provide recommendations in relation to regulatory compliance queries
Serve as client regulatory operational contact and maintain good relationships with clients
Meet regulatory reporting deliverables for all services
Prepare ad-hoc regulatory reports and other deliverables
Resolve problems and errors on a timely basis (with documentation)
Assist supervisors with work reviews
Test Regulatory Reporting module enhancements as part of the on-going release process
Support service model for various products (mutual funds, hedge funds, private equity)
Support department leadership with continuous improvement initiatives and ongoing establishment and maintenance of procedures as needed
Ability to deliver to tight deadlines with a high level of accuracy
Some Travel required
Position Requirements
Position Requirements:
BS/BA degree in accounting, finance or related field
Minimum of 2 years of related work experience
Ability to understand and interpret regulations, regulatory guidance and apply such in a practical manner in an operational environment
Demonstrated ability to produce high quality output
Detail oriented
Ability to perform detailed reviews of financial data and detect inaccurate or missing items
Ability to recognize potential problems and escalate them to the appropriate levels
Ability to work under pressure and manage multiple tasks simultaneously
Solid interpersonal skills
Strong client service skills
Knowledge of the investment management industry
Experience with Sungard InvestOne, InvestTier, Investran and SS&C Advent Geneva systems a plus
Willingness to learn new systems, concepts and broaden knowledge in the industry
Excellent team player with ability to take ownership of role and work under own initiative
Strong verbal and written communication skills
Working knowledge of the Microsoft Office Suite with emphasis on Excel and Word
Physical Demands and Work Environment
While performing the duties of this job, the work environment may require an individual to move around the office and from building to building which may expose the individual to weather conditions outside. The individual has to be able to sit or be stationary at a computer and use computers for extended periods of time and occasionally lift and/or move up to 20 pounds. The noise level in the environment is moderate and the individual must be able to communicate and exchange information with people in person and over the telephone and email.
We are an Equal Opportunity Employer and do not discriminate against any employee or applicant for employment because of race, color, sex, age, national origin, religion, sexual orientation, gender identity, status as a veteran, and basis of disability or any other federal, state or local protected class.



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